DEMENTIA WITH LEWY BODIES
James E. Galvin, MD
Assistant Professor, Neurology
Washington University School of Medicine
May 2001

Overview
What is a Lewy Body?
What are Lewy Body Dementias?
Incidence and Prevalence of DLB
Clinical Symptoms of DLB
Neuropsychiatric Spectrum of DLB
Behavioral Spectrum of DLB
Pathologic Diagnosis of DLB
Evaluation of DLB
Treatment of DLB
Links to More Information


Overview                                                                   

Dementia with Lewy Bodies (DLB) is the second most common form of neurodegenerative dementia after Alzheimer's disease (AD), comprising 10-15% cases of dementia. Rather than a single entity, DLB consists of a heterogenous group of disorders that are characterized clinically by a progressive decline in cognitive function and pathologically by the presence of Lewy bodies (LBs) in the cerebral cortex. The following review will attempt to clear much of the misconception about DLB as well as describe the associated clinical and pathologic features.

What is a Lewy Body?

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The Lewy body (LB) was first described by Dr. Freidrich Lewy in 1912 in the brain of a patient with Parkinson's disease (PD). Since that time, LBs have been described in virtually all PD cases in the large neurons (brain cells) that produce the neurochemical dopamine located in a part of the brainstem called the substantia nigra. In addition to the substantia nigra neurons, LBs may be found in other populations of neurons that degenerate in PD in the cerebral cortex and brainstem. LBs are filamentous inclusions within neurons. They are composed of a protein known as alpha-synuclein. The normal function of alpha-synuclein is unknown at the present time. Other proteins have been described in LBs but are not thought to be the major building blocks. LBs in the substantia nigra typically have a characteristic spherical appearance with a loose radiating array of filaments in the periphery or "corona" surrounding a matted meshwork of filaments in the center or "core".

It was not until almost 50 years later that LBs were described in cortical neurons in a severely demented patient. This is due to the more inconspicuous appearance of cortical LBs by light microscopy. In contrast to the characteristically round nigral LBs, LBs in cortical neurons generally assume a more irregular geometry and extend into the proximal segments of the neuronal processes.

Today LBs in the brain are best demonstrated with the use of specific antibodies against the alpha-synuclein protein. These antibodies have helped to greatly understand the vast spectrum of neurodegenerative disorders that contain LBs, most of which lead to eventual cognitive impairment and dementia.
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What are Lewy Body Dementias?

Parkinson's disease (PD) is the most common neurodegenerative movement disorder affecting more than 500,000 people in the US. The cardinal features of PD include resting tremor, slowness of movement (bradykinesia), increased muscle tone (cogwheel rigidity) and a tendency to lose one's balance (postural instability). Dementia is a variable presentation in PD, typically occurring late in the course of the disease. Statistics vary, with reports ranging from 20-60% of patients eventually developing some cognitive decline. The dementia that occurs in PD has not been extensively characterized but is thought to involve retrieval of previously learned information and slowed processing of new information.

Alzheimer's disease (AD) is an irreversible, progressive brain disorder that occurs gradually and results in memory loss, unusual behavior, personality changes, and a decline in thinking abilities. It is the most common form of dementing illness among middle and older adults, affecting over 4 million Americans and many millions worldwide. The earliest symptoms often include loss of recent memory, faulty judgment, and changes in personality. Often, people in the initial stages of AD think less clearly and forget the names of familiar people and common objects. Later in the disease, they may forget how to do simple tasks like washing their hands. Eventually, people with AD lose all reasoning abilities and become dependent on other people for their everyday care. Approximately 25% of AD patients develop PD-like symptoms during the course of their illness. Thus there is a common but still enigmatic overlap between AD and PD.

Increasing interest in understanding the clinical and pathologic basis of DLB has in part been driven by the expanding spectrum of LB-related disorders. LBs similar to the nigral LBs found in PD patients have been detected in cortical neurons of PD patients with dementia. The presence of numerous cortical and subcortical LBs, senile plaques and neurofibrillary tangles defines a subtype of AD with parkinsonian features sometimes referred to as the LB variant of AD. Furthermore there is a smaller percentage of demented patients who present with extrapyramidal (Parkinsonian) features, visual hallucinations and an AD-like dementia who pathologically have only cortical LBs without significant plaques and tangles. These patients have previously been classified as having "pure" diffuse LB disease. To compound the problem even further, LBs are found in brain regions of patients with familial (hereditary) forms of AD and in older individuals with Down's syndrome. LB-like inclusions have also been found in the brains of patients with Amyotrophic Lateral Sclerosis (Lou Gehrig's Disease) and several other rare neurodegenerative disorders (see Table 1).

In recognition of the fact that LB dementias are the second most common form of dementia after AD and because of the confusion about the nomenclature and diagnostic criteria, a consortium formalized the clinical and pathologic diagnosis of these diverse disorders under the general term of DLB.

Incidence and Prevalence of DLB

Dementia is a major public health problem crossing gender, socioeconomic and ethnic lines. The incidence of dementia increases with age and the prevalence increases every decade after age 65, so that by age 85 nearly 50% of the population may be affected. While AD is the most common form of dementia, accounting for 65% of cases, it is not the only cause of dementia. DLB is the second leading cause of dementia and is thought to be responsible for 10-15% of all cases of dementia. The true prevalence of LB-related dementias may be substantially greater, however. For example, 25% of AD patients develop PD-like symptoms and many of these patients will have LBs on autopsy. PD is the most common form of movement disorder affecting 1 in 100 persons over the age of 60. Estimates of the yearly incidence of dementia in PD (most highly correlated with the presence of cortical LBs) increases with age from 2.7%/year (ages 55-64) to 13.7%/year (ages 70-79). Therefore the combined sum of patients with dementia and Parkinsonism may approach 2 million individuals.

In general, DLB affects a similar age group to AD patients with a mean age of 74.7 years. The male to female ratio approaches 1. There has been a suggestion that DLB patients progress at a more rapid rate to severe stages of dementia compared to AD, although this is difficult to fully substantiate. Compared to PD, DLB is also thought to be more rapidly progressive.

Clinical Symptoms of DLB

Following a consensus consortium in 1996, diagnostic criteria for DLB were devised. Clinical features that were most characteristic of DLB were a progressive dementia and at least 2 of the following three characteristics: (1) extrapyramidal (Parkinsonian) signs (typically bradykinesia, rigidity and postural instability, but rarely tremor); (2) fluctuating course; and (3) prominent visual hallucinations. Other features that are supportive but not required for diagnosis include: (1) increased sensitivity to neuroleptics (antipsychotic medications such as haloperidol); (2) repeated falls; (3) syncope (fainting spells) or transient loss of consciousness; (4) systematized delusions (discussed below); and (5) hallucinations in other modalities (auditory, olfactory, etc).

The fluctuation in cognition has been the most confusing aspect of the diagnosis and the most difficult feature to identify and agree on. Cognitive fluctuation has been defined as the spontaneous impairment of alertness and concentration (appear drowsy but awake, look dazed, not be aware of what is going on) that varies from day to day or week to week (i.e. become worse for a while then improved, up and down course). Suggestions have been made that fluctuation of 5 points or more in the Mini-mental State Exam (a commonly used psychological test) total score over 3 administrations in a 6-month period can be considered significant fluctuation. Of course, the problem with this recommendation is that it would be rare to evaluate a patient so often in a clinician's office unless the patient was part of a specific research protocol. More recently, several rating scales have been proposed to quantify the presence and severity of fluctuation, one of which can be administered by the caregiver.

Extrapyramidal (Parkinsonian) signs have been correlated with the severity of dementia in DLB. There are several features that may help distinguish DLB from PD: 1) myoclonus (an irregular jerking movement), 2) absence of rest tremor, 3) no response to levodopa or 4) no perceived need to treat with levodopa. These signs were 10 times more likely to be associated with DLB than PD and are not characteristic of AD. Although clinicians tend to think of DLB only in the presence of Parkinsonian signs, these features are not absolutely required for the diagnosis. Several clinicopathological studies have demonstrated that in the presence of a progressive dementia, fluctuation and visual hallucinations, the clinical diagnosis of DLB can be made.

Neuropsychiatric Spectrum of DLB

Studies retrospectively examining the psychometric profile of patients with DLB using Mini-mental State Exam (MMSE) scores, the information-memory-concentration scores of the Blessed scale or the Mattis Dementia rating scale have demonstrated that patients with DLB perform worse than AD patients in tests of visual tracking and visual attention shifting. DLB patients also performed worse with respect to verbal and motor initiation capacities and in comparison of the ability to perform similarities. With regard to visuospatial abilities, DLB patients perform more poorly than AD patients on visuospatial tests such as block design and clock draw testing do. DLB patients also perform worse on the copying portion of tasks such as construction subtests. Patients with DLB performed equally as poor as AD patients in regards to verbal and semantic memory, naming, abstraction and episodic memory tasks.

When these same tasks were applied prospectively to patients who met clinical criteria for DLB, these patients were found to be more impaired than AD patients in areas of visuospatial working memory, timed attention tasks, and copying two- and three- dimensional drawings and the clock draw.

When followed longitudinally, DLB patients tended to experience a more rapid decline than seen in AD, especially when motor symptoms were present. Patients with extrapyramidal motor symptoms deteriorated 67% faster on the MMSE (4.5 points per year) than patients without motor symptoms (2.7 points per year). Another study comparing DLB and AD patients reported that the average rate of MMSE decline in DLB was 5.8 points per year compared to 4.1 points per year in AD. One study looking at patients with AD and extrapyramidal symptoms demonstrated greater deficits on tests of verbal comprehension, automatic speech, semantic fluency and praxis than AD alone.

In summary, longitudinal studies have demonstrated a significantly faster functional or cognitive decline in DLB or in AD patients with Parkinsonism compared to AD. The exact profile of decline and the time period for this decline is still lacking.

Behavioral Spectrum of DLB

Visual hallucinations are the most frequently reported psychotic symptom in DLB followed by delusions. Compared with AD, DLB patients are more likely to experience hallucinations and delusions early in the course of the illness. Hallucinations are commonly well-formed visual hallucinations although auditory hallucinations can also be seen more commonly in DLB compared to AD. Hallucinations in other modalities (olfactory, gustatory, tactile) are much less common.

The visual hallucinations are more prominent in those patients with poor eyesight. Those patients who experienced hallucinations early in the course of their illness, regardless of visual acuity were more likely to show cortical LBs on autopsy than those with hallucinations of late onset. Hallucinations generally appear prior to the 4th year of symptoms and may persist till death in 71% of cases.

The most common form of delusions in DLB are misidentification delusions (i.e. delusions that someone is in the home, delusions that the patient's home is not his/her own or that TV or movie personalities are actually present in the room) followed by persecutory/ paranoid delusions (delusions that people are stealing things or conspiring against the patient), phantom boarder delusions (the belief that an unwanted person is living in the house) and abandonment delusions.

Depression is significantly more common in DLB compared to AD at any stage of illness. Other behavioral manifestations include anxiety, irritability, apathy, violent behavior/aggressivity, nocturnal confusion/insomnia and restlessness/agitation.

In summary, behavioral disturbances, especially psychosis are much more common in DLB than in AD. It appears that at the onset, the DLB patient is more likely to experience visual hallucinations, delusions, visual misperceptions, major depression and depressive symptoms (apathy, anxiety or irritability) than patients with AD.

Pathologic Diagnosis of DLB

LB disorders can be divided into three groups on the basis of LB pathology: 1) Type A, diffuse type; 2) Type B, transitional type and 3) Type C, brainstem type related to Parkinson's disease. The diffuse type has been further classified into two subgroups: 1) the "common" form in which senile plaques and neurofibrillary tangles in sufficient quantity to meet criteria for AD are present in addition to cortical LBs and 2) the "pure" form in abundant cortical Lewy bodies are present but plaques and tangles are not of sufficient quantity to meet criteria for the diagnosis of AD. It should be noted that the "common" form is indeed more common comprising up 90% of cases. This nomenclature can be confusing and this lead to the formation of a consensus committee to devise pathologic criteria to standardize the diagnosis and classified all the subgroups under the generic term DLB.

The defined pathologic criteria for DLB requires LBs as essential for the diagnosis. Associated but not essential features includes Lewy-related dystrophic (degenerate) neurites, plaques, tangles, regional neuronal loss especially in the brainstem areas associated with PD (substantia nigra) and basal forebrain (nucleus basalis of Meynert), microvacuolation (spongiform changes or "holes" found in the brain substance), synapse loss (loss of communication connections between neurons) and neurochemical deficits.

In order to substantiate the pathologic diagnosis, the consensus criteria recommends examination of at least three cortical brain regions (frontal, parietal and temporal), two limbic (associative, related to behavior) regions (anterior cingulate and transentorhinal cortices) and brainstem regions (substantia nigra, locus ceruleus and dorsal vagal nucleus) to establish a definite neuropathological diagnosis. In addition, several other areas may show substantial LB pathology including the amygdala, insula, anterior (ventral) striatum and basal forebrain.

Cortical LBs are found in small and mid-sized neuron, in predominantly deeper layers of the cortex of every lobe with a predilection for limbic structures (cingulate, insula, anterior frontal, medial temporal areas). Neuritic degeneration of the hippocampal neurons (in the CA2/3 region) is associated with LB disorders but is not seen in AD or normal aging. These dystrophic neurites can also been in other areas of the cortex and in subcortical structures.

Synaptic loss can be seen in the medial temporal lobe structures important in memory and behavior (perforant pathway). These degenerate synaptic terminals contain aggregations of the same proteins that are found in LBs and the dystrophic Lewy neurites (alpha-synuclein). In addition, two closely related proteins (beta-synuclein and gamma-synuclein) aggregate in the perforant pathway in LB disorders but not in AD or normal aging.

There are significant neurochemical deficits in DLB. There is a reduction in the cortical cholinergic enzyme choline acetyltransferase that has been found to be more severe in persons with hallucinations (80-85% reduction) than in those without (50-55%). These reductions were greatest in neocortical areas (parietal, temporal) and were more marked in hippocampus and entorhinal cortex than seen in AD. Unlike AD however, there appears to be at least some attempt at compensation for this deficit as the post-synaptic acetylcholine receptors are increased in DLB. In addition to reductions in acetylcholine, deficits in dopamine have been described. Losses of 40-60% of dopamine in DLB brains have been reported compared with an 80% loss of dopamine seen in PD. There is also a significant loss of the ventral tegmental neurons in DLB. These neurons are the source of dopamine projections to the limbic areas that are vulnerable to LB formation.

Of all these potential markers, it is the presence of cortical LBs that correlates most closely with the severity of dementia. In an analysis of patients with DLB, the presence of 3 or more cortical LBs per high power microscopic field is a more sensitive and specific marker of dementia that the presence of plaques, tangles, dystrophic neurites or even the combination of all markers of dementia pathology. The most sensitive tool to examine for LBs is staining of brain sections with an antibody against the alpha-synuclein protein.

Evaluation of DLB

The evaluation of DLB is dependent on an informed source of history in order to establish and determine the time-course of dementia, motor symptoms, hallucinations and fluctuations. This can best be accomplished by a clinician with experience in neurodegenerative disorders. The physical examination often will give clues to the presence of Parkinsonian signs as well as rule out other potential medical and neurologic causes of dementia.

There is no laboratory test specific for the diagnosis of DLB. Laboratory evaluation is used to exclude other potential causes of dementia and can include an evaluation of thyroid hormone, vitamin B12 levels, liver function tests and a test for syphilis.

Neuroimaging with magnetic resonance imaging (MRI) may reveal cerebral atrophy. Several studies looking at functional imaging with positron emission tomography (PET) showed a more severe glucose hypometabolism in DLB compared with AD in the cerebellar hemispheres and the temporal-parietal-occipital association cortices, especially in the medial and lateral occipital lobes. This is in contrast to AD where the greatest deficits have been found in the medial temporal and cingulate regions.

Psychometric testing, although varying from center to center should include tests for verbal and non-verbal memory, attention, concentration, abstraction, visuospatial abilities and construction. Another useful tool in evaluating the patient would include an assessment of activities of daily living including personal hygiene/grooming, ambulation, dressing and feeding.

Treatment of DLB

Because of the known deficits in the cholinergic system and the knowledge of compensatory mechanisms, there has been interest in the use of the centrally active cholinesterase inhibitors for the treatment of the cognitive symptoms of DLB. Studies with donepezil have demonstrated improvements in hallucinations with some suggestion of improvement in cognition and overall function. More recently, trials with rivastigmine have suggested that there may be greater improvement in cognition and neuropsychiatric symptoms than similarly treated patients with AD. Behavioral domains that improved on rivastigmine included apathy, indifference, anxiety, delusions, hallucinations and aberrant motor behavior. These effects were lost once the medication was withdrawn. Studies looking at the role of galanthamine in DLB are underway.

Perhaps even more disturbing than the cognitive symptoms (particularly to the caregiver) are the psychotic and behavior manifestations of DLB. As mentioned above, these symptoms can include agitation, delusions, and hallucinations. Management of these issues has been problematic because of problems with DLB patients taking antipsychotic medications. The early clinical diagnosis of DLB is critical given that DLB patients are more likely to experience an adverse reaction to classic neuroleptics such as haloperidol compared to AD patients (81% compared to 29%). In order to lessen the risk of potential side effects, treatment strategies have focused on the use of atypical neuroleptics such as olanzapine, risperidone, and quetiapine. These newer agents have significantly less binding to dopamine receptors that the classic neuroleptics however, an exacerbation of extrapyramidal symptoms can be seen with risperidone and olazapine which still have an anti-dopamine mode of action. Quetiapine works on the serotonin system and does not appear to worsen motor symptoms.

Depressive features also need to be addressed. Many of the antidepressant medications available today are safe and effective for the treatment of depression in the geriatric population. Among the most commonly prescribed antidepressants are the serotonin reuptake inhibitors such as sertraline, fluoxetine and paroxetine.

References

Fernandez HH, Freidman JH, Jaques C, Rosenfeld M. Quetiapine for the treatment of drug induced psychosis in Parkinson's disease. Movement Disorders 1999;14:484-487.

Galvin JE, Lee VM-Y, Trojanowski JQ. Synucleinopathies: Clinical and pathological implications. Archives of Neurology 2001;58:186-190.

Galvin JE, Uryu K, Lee VM-Y, Trojanowski JQ. Axonal pathology in Parkinson's disease and Lewy body dementia hippocampus contains alpha-, beta- and gamma-synuclein. Proceedings of the National Academy of Science 1999;96:13450-13455.

Galvin JE, Lee VM-Y, Schmidt ML, Tu PH, Iwatsubo, T, Trojanowski JQ. Pathobiology of the Lewy body. Advances in Neurology 1999;80:313-324.

Hirono N, Mori E, Tanimukai S, Kazui H, Hashimoto M, Hanihara T, Imamura T. Distinctive neurobehavioral features among the neurodegenerative dementias. Journal of Neuropsychiatry and Clinical Neurosciences 1999;11:498-503.

Hurtig HI, Trojanowski JQ, Galvin JE et al. Alpha-synuclein cortical Lewy bodies are markers for dementia. Neurology 2000;54:1916-1921.

McKeith I, Del Ser T, Spano P, Emre M, Wesnes K, Anand R, Cicin-Sain A, Ferrara R, Spiegel R. Efficacy of rivastigmine in dementia with Lewy bodies: a randomised, double-blind, placebo-controlled international study. Lancet 2000;356:2024-2025.

McKeith IG, Galasko D, Kosaka K et al. Consensus guidelines for the clinical and pathologic diagnosis of dementia with Lewy bodies. Neurology 1996;47:1113-1124.

Simard M, van Reekum R, Cohen T. A review of the cognitive and behavioral symptoms in dementia with Lewy bodies. Journal of Neuropsychiatry and Clinical Neurosciences 2000;12:425-450.


For more information

Contact your local Alzheimer's Association chapter or American Parkinson's Disease Association chapter.

For evaluation of Dementia with Lewy bodies in St. Louis, contact the Memory Diagnostic Center at Washington University at 314-286-1967.

For more information on DLB research, see:
Dr. Galvin's Home Page
or NINDS Dementia With Lewy Bodies Information Page


Table 1. Disorders with Lewy Bodies

Parkinson's disease
          Sporadic
          Familial
Dementia with Lewy bodies
Alzheimer's disease
          Sporadic (usually confined to amygdala)
          Familial
          Lewy body variant
Down's Syndrome

Amyotrophic lateral sclerosis
Multiple systems atrophy
          Shy-Drager syndrome
Neurodegeneration with brain iron accumulation
          Hallervorden-Spatz disease

 

 

 

 

 

 

 

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